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Company Capital Raisings

NOTE: The ATM capital raising event is an aggregate sum of transactions reported as of current date. The price is the weighted average price of total transactions.


Company Cathay Financial Holding Co., Ltd.
Ticker Symbol CHYYY
CUSIP Number 14915V106 (Active)
US ISIN US14915V1061
Country Taiwan
Security Type GDR - 144A
Listing Exchange OTC
Ratio (ORD:DR) 10 :1
Date Shares # Price $ Value $ Event Type Lead Manager 1st Co-Manager 2nd Co-Manager Issuer's US Counsel Issuer's Local Counsel
11/9/2004 25,491,140 19.40 494,528,116 Follow-On JP Morgan
7/29/2003 44,850,000 11.63 521,605,500 IPO JP Morgan Securities

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NOTE: The ATM capital raising event is an aggregate sum of transactions reported as of current date. The price is the weighted average price of total transactions.