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Company Capital Raisings

NOTE: The ATM capital raising event is an aggregate sum of transactions reported as of current date. The price is the weighted average price of total transactions.


Company Huatai Securities Co., Ltd
Ticker Symbol HTSC LI
CUSIP Number 44331T104 (Active)
US ISIN US44331T1043
Country China-Test
Security Type GDR - Reg S
Listing Exchange LSE
Ratio (ORD:DR) 10 :1
Date Shares # Price $ Value $ Event Type Lead Manager 1st Co-Manager 2nd Co-Manager Issuer's US Counsel Issuer's Local Counsel
6/20/2019 82,514,727 20.50 1,691,551,904 IPO JP Morgan Huatai Financial Holdings (HK) Ltd Morgan Stanley Clifford Chance LLP Baker & McKenzie

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NOTE: The ATM capital raising event is an aggregate sum of transactions reported as of current date. The price is the weighted average price of total transactions.